Personnel Hong Kong SFC License Details (ID 90500)

Personnel Hong Kong SFC License Details (ID 90500)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arrowpoint Investment Partners (Hong Kong) Limited	RO	Asset management	2025-05-09	-
	Rep	Asset management	2025-04-22	2025-05-09
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2013-05-27	2013-11-01
	Rep	Dealing in futures contracts	2013-05-27	2017-10-21
	Rep	Dealing in securities	2013-05-27	2017-10-21
	Rep	Providing automated trading services	2012-08-08	2013-04-15
	Rep	Dealing in futures contracts	2012-08-08	2013-04-15
	Rep	Dealing in securities	2012-08-08	2013-04-15
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-08-03	2012-02-29
	Rep	Dealing in securities	2009-08-03	2012-06-16