Personnel Hong Kong SFC License Details (ID 90501)

Personnel Hong Kong SFC License Details (ID 90501)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2022-01-04	-
China Securities (International) Brokerage Company Limited	Rep	Dealing in securities	2016-08-23	2019-01-31
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2016-08-23	2019-01-31
	Rep	Dealing in securities	2016-08-23	2019-01-31
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2011-05-23	2016-07-07
	Rep	Advising on securities	2011-05-23	2016-07-07
	Rep	Dealing in securities	2010-08-09	2016-07-07