| J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2019-01-28 | - |
| RO | Dealing in futures contracts | 2019-01-28 | - |
| Rep | Advising on securities | 2015-11-18 | 2016-10-17 |
| Rep | Dealing in securities | 2015-11-18 | 2016-10-17 |
| Rep | Advising on futures contracts | 2015-11-18 | 2019-01-28 |
| Rep | Dealing in futures contracts | 2015-11-18 | 2019-01-28 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2012-11-19 | 2013-11-01 |
| Rep | Dealing in futures contracts | 2012-11-19 | 2015-08-22 |
| Rep | Dealing in securities | 2012-11-19 | 2015-08-22 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-11-19 | 2015-08-22 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2012-08-09 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-15 | 2010-02-19 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-15 | 2012-08-09 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2012-08-09 |
| Rep | Dealing in securities | 2008-10-10 | 2012-08-09 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-07-04 | 2008-09-29 |
| Rep | Dealing in securities | 2007-07-04 | 2008-09-29 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-07-04 | 2008-09-29 |
| INDUS CAPITAL ADVISORS (HONG KONG) LIMITED | Rep | Advising on securities | 2007-04-16 | 2007-06-15 |