Personnel Hong Kong SFC License Details (ID 90542)

Personnel Hong Kong SFC License Details (ID 90542)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2018-12-31	-
	Rep	Dealing in futures contracts	2018-12-31	-
	Rep	Dealing in securities	2018-12-31	-
InnoFusion Capital Management Limited	Rep	Asset management	2017-11-03	2018-10-12
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2012-03-30	2014-06-20
	Rep	Dealing in securities	2008-01-25	2014-06-20
AIG Financial Products (International) Limited	Rep	Dealing in securities	2007-04-18	2008-01-21
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	Rep	Dealing in securities	2006-08-18	2007-04-05
	Rep	Dealing in securities	2004-01-15	2005-11-01