Personnel Hong Kong SFC License Details (ID 90544)

Personnel Hong Kong SFC License Details (ID 90544)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2017-01-09	2017-08-31
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-03	2013-04-23
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2004-01-30	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-01-30	2015-10-01
	Rep	Dealing in securities	2003-09-30	2015-10-01
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	-	2003-09-22
	Rep	Advising on securities	-	2003-09-22
	Rep	Asset management	-	2003-09-22
	Rep	Providing automated trading services	-	2003-09-22
	Rep	Dealing in securities	-	2003-09-29