Lee, Chia-ling (SFC:AKX240) 李佳伶

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2007-11-26	-
KGI ASIA LIMITED	Rep	Dealing in securities	2004-07-08	2005-10-10
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-07-08	2005-10-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2007-11-26	-
KGI ASIA LIMITED	Rep	Dealing in securities	2004-07-08	2005-10-10
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-07-08	2005-10-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.