Personnel Hong Kong SFC License Details (ID 90552)

Personnel Hong Kong SFC License Details (ID 90552)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2022-05-12	2023-09-30
DAEWOO SECURITIES (HONG KONG) LIMITED	Rep	Asset management	2012-05-02	2014-06-08
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2009-10-19	2011-09-15
	Rep	Advising on securities	2009-10-19	2011-09-15
	Rep	Dealing in securities	2009-10-19	2011-09-15
SANDELL ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2008-06-23	2008-12-18
	Rep	Asset management	2008-06-23	2008-12-18