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Lee, Annisa Yuen Yee 李婉儀 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 90559)
Lee, Annisa Yuen Yee 李婉儀
SFC ID:
ALW388
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC criticises Nomura and Annisa Lee Yuen Yee for breaches of Takeovers Code
SFC, 05-Mar-2018
For putting out research during an offer period while acting as financial adviser to West China Cement (2233).
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