| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-14 | - |
| Rep | Dealing in securities | 2012-03-14 | - | |
| Rep | Advising on futures contracts | 2007-11-28 | - | |
| Rep | Advising on securities | 2007-11-28 | - | |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2005-07-20 | 2008-04-24 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-07-20 | 2008-04-24 |
| Rep | Advising on securities | 2003-10-06 | 2005-03-11 | |
| Rep | Dealing in securities | 2003-10-06 | 2008-04-24 | |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-13 |
| Rep | Asset management | 2003-04-01 | 2003-08-13 | |
| Rep | Advising on securities | 2003-04-01 | 2003-10-03 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-03 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-03 |
No HKMA registrations in the collected records.