Li, Haoyi (SFC:ASF604) 李豪翼

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-07-31	-
	Rep	Dealing in securities	2026-07-31	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2023-12-15	2024-07-19
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-07-21	2024-07-19
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2023-07-21	2024-07-19
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2018-06-11	2021-04-09
	Rep	Dealing in securities	2018-06-11	2021-04-09
	RO	Advising on securities	2017-12-07	2018-06-11
	RO	Dealing in securities	2017-12-07	2018-06-11
	Rep	Advising on securities	2017-06-12	2017-12-07
	Rep	Dealing in securities	2017-06-12	2017-12-07
CICC US Securities (Hong Kong) Limited	Rep	Dealing in securities	2016-05-05	2017-03-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2016-03-18	2017-03-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2014-11-25	2017-03-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2014-11-25	2017-03-30
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-05-30	2014-10-23
	Rep	Dealing in securities	2014-05-30	2014-10-23
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2014-05-30	2014-10-23
	Rep	Dealing in securities	2014-05-30	2014-10-23
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2013-12-23	2014-05-07
	Rep	Dealing in futures contracts	2010-07-26	2013-03-01
	Rep	Dealing in securities	2010-07-26	2013-03-01
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-26	2013-03-01
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2009-01-09	2009-11-24
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2009-01-09	2009-11-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.