Personnel Hong Kong SFC License Details (ID 90575)

Personnel Hong Kong SFC License Details (ID 90575)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Advisors	Rep	Advising on securities	2014-09-08	-
	Rep	Asset management	2014-09-08	-
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2014-09-08	-
	Rep	Asset management	2014-09-08	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-10-11	2012-02-17
	Rep	Dealing in securities	2010-10-11	2012-02-17
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-10-11	2012-02-17
	Rep	Dealing in securities	2010-10-11	2012-02-17
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on futures contracts	2009-07-10	2014-03-29
	Rep	Advising on securities	2009-07-10	2014-03-29