Personnel Hong Kong SFC License Details (ID 90583)

Personnel Hong Kong SFC License Details (ID 90583)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VTB Capital Hong Kong Limited	RO	Advising on securities	2015-04-22	2016-07-21
	RO	Dealing in securities	2015-04-22	2016-07-21
	RO	Advising on corporate finance	2015-01-12	2016-07-21
	Rep	Advising on corporate finance	2013-11-12	2015-01-12
	Rep	Advising on securities	2013-04-10	2015-04-22
	Rep	Dealing in securities	2013-04-10	2015-04-22
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2010-01-08	2012-12-01
	Rep	Advising on securities	2010-01-08	2012-12-01
	Rep	Dealing in securities	2008-10-10	2012-12-01
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2005-08-15	2005-12-07
	Rep	Dealing in securities	2005-08-15	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2005-08-15	2008-09-29