Personnel SFC Licences and HKMA Registrations (ID 90596)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tybourne Capital Management (HK) Limited	Rep	Asset management	2014-07-21	-
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2013-07-22	2014-06-19
China Securities (International) Corporate Finance Company Limited	Rep	Advising on corporate finance	2013-07-22	2014-06-19
China Securities (International) Brokerage Company Limited	Rep	Dealing in securities	2013-06-13	2014-06-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-07-28	2012-12-18
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-07-28	2012-12-18
	Rep	Dealing in securities	2011-07-28	2012-12-18
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2008-01-02	2010-09-20
	Rep	Advising on securities	2008-01-02	2010-09-20
	Rep	Dealing in securities	2008-01-02	2012-12-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.