| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| RAISESUN CAPITAL LIMITED | RO | Advising on corporate finance | 2017-07-06 | - |
| RO | Advising on securities | 2017-02-10 | - | |
| RO | Dealing in securities | 2017-02-10 | - | |
| Rep | Advising on securities | 2016-12-30 | 2017-02-10 | |
| Rep | Dealing in securities | 2016-12-30 | 2017-02-10 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-10-02 | 2016-09-01 |
| Rep | Advising on securities | 2009-10-02 | 2016-09-01 | |
| Rep | Dealing in securities | 2009-10-02 | 2016-09-01 |
No HKMA registrations in the collected records.