| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2020-03-30 | - |
| Rep | Dealing in securities | 2020-03-30 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2020-01-03 | 2020-03-13 |
| Rep | Dealing in securities | 2020-01-03 | 2020-03-13 | |
| Rep | Providing automated trading services | 2013-07-18 | 2013-11-01 | |
| Rep | Dealing in futures contracts | 2013-07-18 | 2019-04-18 | |
| Rep | Dealing in securities | 2013-07-18 | 2019-04-18 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-07-18 | 2018-04-09 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2012-08-07 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-07-02 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-02 | 2012-08-07 |
| Rep | Dealing in securities | 2009-07-02 | 2012-08-07 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-02 | 2012-08-07 |
No HKMA registrations in the collected records.