Webb-site Legacy

McLean, Neil Iain

SFC ID:ARB806

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INSTINET PACIFIC LIMITED	RO	Advising on securities	2016-11-04	2018-09-14
	RO	Providing automated trading services	2016-11-04	2018-09-14
	RO	Dealing in securities	2016-11-04	2018-09-14
	Rep	Advising on securities	2012-12-17	2016-11-04
	Rep	Providing automated trading services	2012-12-17	2016-11-04
	Rep	Dealing in securities	2012-12-17	2016-11-04
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2012-12-16
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-05-27	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-05-27	2012-12-16
	Rep	Dealing in securities	2008-05-27	2012-12-16