Nate, Anthony Joseph

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2013-04-16
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-12-15	2010-02-19
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-12-15	2013-04-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2013-04-16
	Rep	Dealing in securities	2008-10-10	2013-04-16
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-02-25	2008-09-29
	Rep	Dealing in securities	2008-02-25	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2013-04-16
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-12-15	2010-02-19
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-12-15	2013-04-16
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-10-10	2013-04-16
	Rep	Dealing in securities	2008-10-10	2013-04-16
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-02-25	2008-09-29
	Rep	Dealing in securities	2008-02-25	2008-09-29