Personnel Hong Kong SFC License Details (ID 90647)

Personnel Hong Kong SFC License Details (ID 90647)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2022-05-12	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Advising on securities	2022-05-12	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-09-28	2022-05-12
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2020-09-28	-
	Rep	Advising on securities	2020-09-28	2022-05-12
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2004-12-06	2020-07-28
	Rep	Advising on corporate finance	2004-07-19	2020-07-28
	Rep	Dealing in securities	2004-07-19	2020-07-28
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2004-03-18	2004-04-21
	Rep	Dealing in securities	2004-03-18	2004-04-21