Personnel Hong Kong SFC License Details (ID 90660)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-03-20	2012-09-24
	Rep	Dealing in securities	2009-03-20	2012-09-24
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2006-05-19	2008-09-29
	Rep	Dealing in securities	2006-05-19	2008-09-29
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-05-18
	Rep	Advising on securities	-	2004-05-18
	Rep	Asset management	-	2004-05-18
	Rep	Dealing in securities	-	2004-05-18