Personnel Hong Kong SFC License Details (ID 90663)

Personnel Hong Kong SFC License Details (ID 90663)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Advising on securities	2022-10-25	-
	RO	Dealing in securities	2022-10-25	-
	Rep	Dealing in futures contracts	2021-09-27	-
	Rep	Advising on securities	2021-09-27	2022-10-25
	Rep	Dealing in securities	2021-09-27	2022-10-25
GSA Capital Partners (Hong Kong) Limited	RO	Asset management	2018-05-02	2019-10-21
	RO	Dealing in securities	2018-05-02	2019-10-21
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2013-04-23
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-03-09	2017-07-20
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2005-03-21	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-03-21	2017-07-20
	Rep	Dealing in securities	2005-03-21	2017-07-20