| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2015-04-13 | 2015-04-24 |
| Rep | Dealing in securities | 2015-04-13 | 2015-04-24 |
| Rep | Dealing in futures contracts | 2013-11-26 | 2015-01-01 |
| Rep | Dealing in securities | 2013-11-26 | 2015-01-01 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-11-29 | 2011-11-17 |
| Rep | Dealing in securities | 2010-11-29 | 2011-11-17 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-11-29 | 2011-11-17 |
| Rep | Dealing in securities | 2010-11-29 | 2011-11-17 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-10 | 2009-09-14 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-10 | 2009-09-14 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2009-09-14 |
| Rep | Dealing in securities | 2008-10-10 | 2009-09-14 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2006-08-15 | 2008-09-29 |
| Rep | Dealing in securities | 2006-08-15 | 2008-09-29 |