| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2020-05-12 | - |
| RO | Dealing in futures contracts | 2020-05-12 | - | |
| RO | Dealing in securities | 2020-05-12 | - | |
| Rep | Dealing in futures contracts | 2008-10-10 | 2020-05-12 | |
| Rep | Dealing in securities | 2008-10-10 | 2020-05-12 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2005-08-25 | 2008-09-29 |
| Rep | Dealing in securities | 2004-11-01 | 2008-09-29 |
No HKMA registrations in the collected records.