Webb-site Legacy

Pelham, Miles Christian

SFC ID:APL696

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2013-09-05	2017-11-30
	Rep	Dealing in securities	2013-09-05	2017-11-30
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2012-02-16	2013-05-30
	Rep	Dealing in securities	2012-02-16	2013-05-30
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2011-11-19
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2010-01-04	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-01-04	2011-11-19
	Rep	Dealing in securities	2010-01-04	2011-11-19
	Rep	Dealing in futures contracts	2007-08-22	2007-08-24
	Rep	Dealing in securities	2007-08-22	2007-08-24