Personnel Hong Kong SFC License Details (ID 90692)

Personnel Hong Kong SFC License Details (ID 90692)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-04	2013-04-23
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-12-01	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-12-01	2014-03-04
	Rep	Dealing in securities	2008-12-01	2014-03-04
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-08-29	2008-11-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-08-29	2008-11-29
	Rep	Dealing in securities	2008-08-29	2008-11-29