Personnel Hong Kong SFC License Details (ID 90694)

Personnel Hong Kong SFC License Details (ID 90694)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2010-03-26	2015-12-10
	Rep	Advising on securities	2010-03-19	2015-12-10
SANDELL ASSET MANAGEMENT ASIA LIMITED	RO	Advising on securities	2007-11-13	2009-12-31
	RO	Asset management	2007-11-13	2009-12-31
	Rep	Asset management	2007-09-11	2007-11-13
	Rep	Advising on securities	2007-05-21	2007-11-13
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2004-04-29	2007-01-29
	Rep	Advising on securities	2004-04-29	2007-01-29
	Rep	Dealing in securities	2004-04-29	2007-01-29