| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | Dealing in securities | 2024-01-15 | - |
| RO | Dealing in securities | 2020-09-03 | 2024-01-15 | |
| MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2018-03-22 | 2018-06-25 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-03 | 2013-04-23 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-08 | 2010-02-19 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-08 | 2013-04-23 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2013-12-14 |
| Rep | Dealing in securities | 2008-10-10 | 2013-12-14 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2004-05-03 | 2008-09-29 |
| Rep | Dealing in securities | 2004-05-03 | 2008-09-29 | |
| RBS Asia Futures Limited | Rep | Dealing in futures contracts | 2003-09-04 | 2004-04-15 |
| Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-01 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-01 | |
| Rep | Asset management | 2003-04-01 | 2003-09-01 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-04-15 | |
| RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-01 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-01 | |
| Rep | Asset management | 2003-04-01 | 2003-09-01 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-04-15 |
No HKMA registrations in the collected records.