Personnel Hong Kong SFC License Details (ID 90707)

Personnel Hong Kong SFC License Details (ID 90707)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	RO	Dealing in securities	2024-10-17	-
MACQUARIE CAPITAL LIMITED	RO	Dealing in securities	2024-10-17	-
Macquarie Asia Securities Limited	Rep	Dealing in securities	2024-05-27	2024-10-17
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2024-05-27	2024-10-17
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-08-01	2024-02-26
	Rep	Advising on securities	2011-02-09	2024-02-26
	Rep	Dealing in securities	2011-02-09	2024-02-26