| SG SECURITIES (HK) LIMITED | RO | Dealing in futures contracts | 2020-08-04 | - |
| RO | Dealing in securities | 2020-08-04 | - |
| Rep | Providing automated trading services | 2013-11-11 | 2020-05-13 |
| Rep | Dealing in futures contracts | 2013-11-11 | 2020-08-04 |
| Rep | Dealing in securities | 2013-11-11 | 2020-08-04 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2013-08-10 |
| Rep | Dealing in securities | 2011-09-15 | 2013-08-10 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-09-15 | 2013-04-23 |
| Rep | Dealing in securities | 2011-09-15 | 2013-04-23 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2007-07-27 | 2011-06-13 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-09-12 | 2011-06-13 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | Dealing in securities | 2006-09-12 | 2011-06-13 |