Personnel Hong Kong SFC License Details (ID 90714)

Personnel Hong Kong SFC License Details (ID 90714)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bletchley Park Asset Management (Hong Kong) Limited	RO	Advising on securities	2020-07-29	2022-07-21
	RO	Asset management	2020-07-29	2022-07-21
	Rep	Asset management	2019-10-16	2020-07-29
	Rep	Advising on securities	2019-09-24	2020-07-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on futures contracts	2013-12-23	2019-04-08
	Rep	Dealing in futures contracts	2013-12-23	2019-04-08
	Rep	Dealing in securities	2013-12-23	2019-04-08
	Rep	Advising on securities	2009-11-11	2019-04-08