Personnel Hong Kong SFC License Details (ID 90719)

Personnel Hong Kong SFC License Details (ID 90719)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2009-04-07	2012-02-17
	Rep	Advising on securities	2009-04-07	2012-02-17
	Rep	Dealing in securities	2009-04-07	2012-02-17
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-10-15	2009-03-11
	Rep	Advising on securities	2007-10-15	2009-03-11
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-10-15	2009-03-11
	Rep	Advising on securities	2007-10-15	2009-03-11
	Rep	Dealing in securities	2007-10-15	2009-03-11
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Dealing in securities	-	2009-03-11