Personnel Hong Kong SFC License Details (ID 90723)

Personnel Hong Kong SFC License Details (ID 90723)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2014-02-10	2015-11-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2010-09-01	2012-09-21
	Rep	Advising on securities	2010-09-01	2012-09-21
	Rep	Dealing in securities	2010-09-01	2012-09-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2003-10-16	2010-06-01
Citigroup Global Markets Asia Limited	Rep	Advising on securities	-	2003-10-15
	Rep	Asset management	-	2003-10-15
	Rep	Providing automated trading services	-	2003-10-15
	Rep	Advising on corporate finance	-	2010-06-01
	Rep	Dealing in securities	-	2010-06-01