Spensley, Oliver Giles

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2022-07-08	-
	Rep	Dealing in securities	2022-07-08	-
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2019-09-24	2020-08-25
	Rep	Providing automated trading services	2019-09-24	2020-08-25
	Rep	Dealing in securities	2019-09-02	2020-08-25
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-09-22	2019-09-01
	Rep	Dealing in securities	2014-09-22	2019-09-01
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2012-12-10	2014-09-20
	Rep	Providing automated trading services	2012-12-10	2014-09-20
	Rep	Dealing in securities	2012-12-10	2014-09-20
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-09-06	2012-12-09
	Rep	Dealing in securities	2010-09-06	2012-12-09
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-09-06	2012-12-09
	Rep	Dealing in securities	2010-09-06	2012-12-09
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2009-04-30	2010-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.