Personnel Hong Kong SFC License Details (ID 90738)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-10	2012-06-15
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2007-08-27	2008-09-29
BEAR STEARNS ASIA LIMITED	Rep	Dealing in securities	2007-03-21	2007-07-30
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2004-08-02	2007-02-17