| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | Rep | Dealing in securities | 2026-06-30 | - |
| MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2026-06-30 | - |
| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2024-12-09 | 2026-03-20 |
| RO | Dealing in securities | 2024-12-09 | 2026-03-20 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-10-07 | 2026-03-20 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2024-10-07 | 2024-12-09 |
| Rep | Dealing in securities | 2024-10-07 | 2024-12-09 | |
| GF Securities (Hong Kong) Brokerage Limited | RO | Advising on securities | 2022-11-01 | 2024-05-10 |
| RO | Dealing in securities | 2019-12-18 | 2024-05-10 | |
| Rep | Dealing in securities | 2018-09-17 | 2019-12-18 | |
| Rep | Advising on securities | 2018-09-17 | 2022-11-01 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-10-19 | 2011-11-17 |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2005-04-14 | 2009-09-09 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2005-02-15 |
| Rep | Asset management | 2003-04-01 | 2005-02-15 | |
| Rep | Advising on securities | 2003-04-01 | 2006-08-18 |
No HKMA registrations in the collected records.