Personnel Hong Kong SFC License Details (ID 9075714)

Personnel Hong Kong SFC License Details (ID 9075714)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GTN Hong Kong Financial Services Limited	RO	Dealing in securities	2025-10-09	-
Saxo Capital Markets HK Limited	Rep	Asset management	2022-10-13	2024-01-23
	RO	Dealing in futures contracts	2022-04-20	2024-01-23
	Rep	Leveraged foreign exchange trading	2022-04-20	2024-01-23
	Rep	Dealing in futures contracts	2021-11-30	2022-04-20
	Rep	Advising on securities	2021-11-30	2024-01-23
	Rep	Dealing in securities	2021-11-30	2024-01-23
FUJI HONG KONG COMMODITIES COMPANY LIMITED	RO	Dealing in futures contracts	2020-03-17	2021-01-31
	Rep	Dealing in futures contracts	2019-09-17	2020-03-17
Zhong Yang Capital Limited	Rep	Advising on futures contracts	2018-11-28	2019-08-23
	Rep	Asset management	2018-11-28	2019-08-23
	Rep	Advising on securities	2018-10-11	2019-08-23
Zhong Yang Securities Limited	Rep	Dealing in futures contracts	2018-10-11	2019-08-23
	Rep	Dealing in securities	2018-10-11	2019-08-23
XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED	RO	Dealing in futures contracts	2018-08-03	2018-09-14
JS SECURITIES LIMITED (HK)	Rep	Advising on securities	2017-08-31	2018-09-14
	Rep	Dealing in securities	2017-08-31	2018-09-14
XINHUI INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2017-04-28	2018-08-03