Personnel Hong Kong SFC License Details (ID 90766)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2013-01-10	2014-07-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2011-01-10	2012-12-21
	Rep	Advising on securities	2011-01-10	2012-12-21
	Rep	Dealing in securities	2011-01-10	2012-12-21