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Tsai, Diana Wan-Yi Hong Kong SFC License Details (ID 90767)
Tsai, Diana Wan-Yi
SFC ID:
ANR846
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED
Rep
Advising on securities
2008-10-09
2012-07-25
LEHMAN BROTHERS ASIA LIMITED
Rep
Advising on securities
2006-07-27
2008-09-29