Turcotte Iii, Vincent Joseph

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2013-09-05	2014-09-27
	Rep	Dealing in futures contracts	2011-05-04	2013-09-05
	Rep	Dealing in securities	2011-05-04	2014-09-27
SG Asset Finance (Hong Kong) Limited	RO	Dealing in securities	2010-09-15	2011-01-31
	Rep	Dealing in securities	2010-02-09	2010-09-15
Newedge Broker Limited	RO	Dealing in futures contracts	2008-08-29	2009-07-31
Newedge Broker Hong Kong Limited	RO	Dealing in futures contracts	2005-10-20	2011-01-31
SG Asset Finance (Hong Kong) Limited	RO	Dealing in futures contracts	2005-10-20	2011-01-31
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2005-08-05	2005-10-20
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2005-08-05	2005-10-20

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2013-09-05	2014-09-27
	Rep	Dealing in futures contracts	2011-05-04	2013-09-05
	Rep	Dealing in securities	2011-05-04	2014-09-27
SG Asset Finance (Hong Kong) Limited	RO	Dealing in securities	2010-09-15	2011-01-31
	Rep	Dealing in securities	2010-02-09	2010-09-15
Newedge Broker Limited	RO	Dealing in futures contracts	2008-08-29	2009-07-31
Newedge Broker Hong Kong Limited	RO	Dealing in futures contracts	2005-10-20	2011-01-31
SG Asset Finance (Hong Kong) Limited	RO	Dealing in futures contracts	2005-10-20	2011-01-31
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2005-08-05	2005-10-20
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2005-08-05	2005-10-20