Personnel Hong Kong SFC License Details (ID 90778)

Personnel Hong Kong SFC License Details (ID 90778)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2024-08-27	-
	Rep	Dealing in securities	2024-08-27	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2015-02-06	2020-01-29
	Rep	Dealing in securities	2015-02-06	2020-01-29
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2015-02-06	2018-04-09
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-10	2014-07-19
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2003-12-09	2008-09-29