Personnel Hong Kong SFC License Details (ID 90788)

Personnel Hong Kong SFC License Details (ID 90788)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INSTINET PACIFIC LIMITED	Rep	Advising on securities	2013-06-17	2015-02-14
	Rep	Providing automated trading services	2013-06-17	2015-02-14
	Rep	Dealing in securities	2013-06-17	2015-02-14
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-01-07	2013-06-16
	Rep	Dealing in securities	2010-01-07	2013-06-16
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-10-23	2008-04-26
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-04-28	2008-04-26