Personnel Hong Kong SFC License Details (ID 90797)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2013-07-12	-
	Rep	Dealing in securities	2013-07-12	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2013-02-14	2013-06-05
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2011-09-05	2012-09-21
	Rep	Advising on securities	2011-09-05	2012-09-21
	Rep	Dealing in securities	2011-09-05	2012-09-21