Personnel Hong Kong SFC License Details (ID 90822)

Personnel Hong Kong SFC License Details (ID 90822)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-10	2012-09-13
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2008-06-30	2008-09-29
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2005-04-14	2008-04-29
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2003-10-02	2008-04-29
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2003-09-08
	Rep	Advising on securities	-	2003-09-08
	Rep	Asset management	-	2003-09-08
	Rep	Providing automated trading services	-	2003-09-08
	Rep	Dealing in securities	-	2003-09-08