Personnel Hong Kong SFC License Details (ID 90836)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aksia Hong Kong Limited	RO	Advising on securities	2012-08-06	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2010-09-14	2011-10-27
	Rep	Advising on securities	2009-10-14	2010-09-14
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2004-10-05	2008-09-29