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Yau, Man Him 邱文謙 SFC Licences and HKMA Registrations (ID 90849)
Yau, Man Him 邱文謙
SFC ID:
AVE055
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED
Rep
Dealing in securities
2010-05-13
-
Rep
Dealing in futures contracts
2010-05-13
2021-05-10
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.