Personnel Hong Kong SFC License Details (ID 90850)

Personnel Hong Kong SFC License Details (ID 90850)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HoYaat Investment Counsel Limited	RO	Advising on securities	2025-10-31	-
	RO	Asset management	2025-10-31	-
HENGYU ASSET MANAGEMENT LIMITED	RO	Asset management	2020-11-17	2020-12-15
Ocean Cedar Asset Management Company Limited	RO	Advising on securities	2020-05-05	2020-09-30
	RO	Asset management	2020-05-05	2020-09-30
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2011-04-29	2016-01-21
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2010-02-18	2011-02-12
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2009-12-16	2011-02-12
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2009-12-16	2011-02-12