| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CEB International Capital Corporation Limited | Rep | Advising on securities | 2026-11-09 | - |
| Rep | Dealing in securities | 2026-11-09 | - | |
| China Securities (International) Brokerage Company Limited | RO | Advising on securities | 2026-06-02 | 2026-10-29 |
| RO | Dealing in securities | 2026-06-02 | 2026-10-29 | |
| Rep | Advising on securities | 2025-09-11 | 2026-06-02 | |
| Rep | Dealing in securities | 2025-09-11 | 2026-06-02 | |
| CCB INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2022-04-13 | 2025-01-24 |
| RO | Dealing in securities | 2022-04-13 | 2025-01-24 | |
| Rep | Advising on securities | 2021-06-08 | 2022-04-13 | |
| Rep | Dealing in securities | 2021-06-08 | 2022-04-13 | |
| VALUABLE CAPITAL LIMITED | RO | Advising on securities | 2021-03-25 | 2021-05-06 |
| RO | Dealing in securities | 2021-03-25 | 2021-05-06 | |
| Rep | Advising on securities | 2021-01-20 | 2021-03-25 | |
| Rep | Dealing in securities | 2021-01-20 | 2021-03-25 | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2019-12-11 | 2020-10-27 |
| RO | Dealing in securities | 2018-05-07 | 2020-10-27 | |
| Rep | Dealing in securities | 2017-11-02 | 2018-05-07 | |
| Rep | Advising on securities | 2017-11-02 | 2019-12-11 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-06-29 | 2013-06-25 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2009-11-03 | 2010-03-29 |
| Rep | Dealing in securities | 2005-08-15 | 2006-05-19 |
No HKMA registrations in the collected records.