Personnel Hong Kong SFC License Details (ID 90856)

Personnel Hong Kong SFC License Details (ID 90856)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2013-06-03	2024-03-14
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2010-11-01	2012-09-13
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Providing automated trading services	2003-08-05	2003-12-02
	Rep	Advising on securities	2003-08-05	2010-07-30
	Rep	Dealing in securities	2003-08-05	2010-07-30
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2003-08-01
	Rep	Advising on securities	-	2003-08-01
	Rep	Asset management	-	2003-08-01