Personnel Hong Kong SFC License Details (ID 90868)

Personnel Hong Kong SFC License Details (ID 90868)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Protoss Capital Limited	RO	Advising on securities	2023-11-27	-
	RO	Asset management	2023-11-27	-
	Rep	Advising on securities	2023-10-26	2023-11-27
	Rep	Asset management	2023-10-26	2023-11-27
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2020-09-17	2023-06-02
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2020-09-09	2023-06-02
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2020-01-17	2020-08-14
	Rep	Asset management	2020-01-17	2020-08-14
	Rep	Dealing in securities	2020-01-17	2020-08-14
VALUE PARTNERS LIMITED	Rep	Advising on securities	2020-01-17	2020-08-14
	Rep	Asset management	2020-01-17	2020-08-14
	Rep	Dealing in securities	2020-01-17	2020-08-14
Value Partners Private Equity Limited	Rep	Advising on securities	2020-01-17	2020-08-14
	Rep	Asset management	2020-01-17	2020-08-14
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2015-06-15	2016-10-05
	Rep	Dealing in securities	2015-06-15	2016-10-05
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-10-12	2015-03-14
	Rep	Dealing in securities	2010-10-12	2015-03-14
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2009-07-21	2010-10-11