Personnel Hong Kong SFC License Details (ID 90870)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2026-03-19	-
	RO	Advising on securities	2026-03-19	-
	RO	Dealing in securities	2026-03-19	-
	RO	Advising on corporate finance	2022-10-10	2026-03-18
	RO	Advising on securities	2022-10-10	2026-03-18
	RO	Dealing in securities	2022-10-10	2026-03-18
	Rep	Advising on corporate finance	2022-09-05	2022-10-10
	Rep	Dealing in securities	2022-09-05	2022-10-10
UOB KAY HIAN (HONG KONG) LIMITED	RO	Advising on corporate finance	2017-11-24	2022-08-19
	RO	Dealing in securities	2017-11-24	2022-08-19
	Rep	Advising on corporate finance	2015-10-02	2017-11-24
	Rep	Dealing in securities	2015-10-02	2017-11-24
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2014-02-27	2015-09-01
	Rep	Dealing in securities	2014-02-27	2015-09-01
ABCI Securities Company Limited	Rep	Dealing in securities	2014-02-27	2015-09-01
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	2012-06-22	2014-02-01
	Rep	Advising on securities	2012-06-22	2014-02-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2005-11-28	2011-09-15
	Rep	Advising on securities	2005-11-28	2011-09-15
	Rep	Dealing in securities	2005-11-28	2011-09-15
UOB ASIA (HONG KONG) LIMITED	Rep	Advising on corporate finance	2005-03-29	2005-11-26
	Rep	Advising on securities	2005-03-29	2005-11-26
	Rep	Dealing in securities	2005-03-29	2005-11-26