Personnel Hong Kong SFC License Details (ID 90893)

Personnel Hong Kong SFC License Details (ID 90893)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLACKROCK (HONG KONG) LIMITED	RO	Advising on securities	2013-01-22	2014-12-31
	RO	Asset management	2013-01-22	2014-12-31
	RO	Dealing in securities	2013-01-22	2014-12-31
BlackRock Asset Management North Asia Limited	RO	Advising on securities	2013-01-22	2018-02-28
	RO	Asset management	2013-01-22	2018-02-28
	RO	Dealing in futures contracts	2013-01-22	2018-02-28
	RO	Dealing in securities	2013-01-22	2018-02-28
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2012-10-08	2013-01-22
	Rep	Asset management	2012-10-08	2013-01-22
	Rep	Dealing in securities	2012-10-08	2013-01-22
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2012-10-08	2013-01-22
	Rep	Asset management	2012-10-08	2013-01-22
	Rep	Dealing in securities	2012-10-08	2013-01-22
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	RO	Dealing in futures contracts	2011-11-02	2012-09-28
	RO	Asset management	2011-09-05	2012-09-28
	RO	Dealing in securities	2009-01-29	2012-09-28
	Rep	Dealing in securities	2008-10-27	2009-01-29